company shall examine the status of the client’s account before trading securities for the client. Clause 20. A securities company shall determine methods and procedures of securities trading for the client

in compliance with such rules. (2) consent of the service provider for the SEC Office to inspect its operation, retrieve for viewing or examine relevant evidentiary documentation; (3) causes

in compliance with such rules. (2) consent of the service provider for the SEC Office to inspect its operation, retrieve for viewing or examine relevant evidentiary documentation; (3) causes

in compliance with such rules. (2) consent of the service provider for the SEC Office to inspect its operation, retrieve for viewing or examine relevant evidentiary documentation; (3) causes

19. A securities company shall examine the status of the client’s account before trading securities for the client. Clause 20. A securities company shall determine methods and procedures of securities

client in each category is treated fairly and with the best interest for such client ; (b) being able to exhaustively prevent illicit exploitation of information or opportunity as a result of the

category is treated fairly and with the best interest for such client; (b) being able to exhaustively prevent illicit exploitation of information or opportunity as a result of the intermediary’s services; (c

category is treated fairly and with the best interest for such client; (b) being able to exhaustively prevent illicit exploitation of information or opportunity as a result of the intermediary’s services; (c

having been subject to the court’s judgment or order relating to confiscation of the illicit asset or any other similar judgment or order. Clause 28 An applicant shall have at least 2 directors having Thai

examining that have compliance under system development and examine prior to transfer for operating in real condition. [A] 2.4 Transfer for operating in real condition · Inspect the transfer of operation