): ......................................................... ………………………………................................................................................................... 2. Identification Number: ............................................................................................................ CPA License Number
specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number _______ Country of issue of Passport Issued by Issued date Expiry date CPA license number Issued by
การเตรียมความพร้อมเพื่อการประเมินการปฏิบัติตามมาตรฐานสากล Principles on Client Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective
(Form Dor Jor. 1-custodian), Monthly Net Capital Calculation Report (Form Dor Jor. 2), Information related to Service Provision Quality and IT Usage Capacity, Customer Identification Data, Customer Wallet
information was insufficient for identification or verification.In addition, as the head of the company's Anti-Money Laundering Committee, he failed to take action when certain clients ordered transactions
involves six-pronged cyber capabilities i.e., effective risk identification, advanced cyber threat prevention, real-time data protection, proactive situation awareness and detection, effective incident
shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information
credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information selection which may cause assets of clients to be in a condition of low
Proceeds) (2) กระบวนการที่ใชในการคัดเลือกการลงทุน (Process for Project Evaluation and Selection) (3) การบริหารจัดการเงินท่ีไดจากการระดมทุน (Management of Proceeds) โดยกําหนดใหตองนําเงินท่ีไดจากการระดม