“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should
sandbox license to ThaiBMA, which aims to allow innovation testing in a closed environment . The adoption of technology will shorten the issuance of bonds process and increase efficiency of overall market
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S
, 2014) and the financial statements for Q1/2015 to the SEC and the SET within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint
statements for Q3/2018 to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 13/08
from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of
violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime
(Form 56-2, 2019) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 28/04/2022
the year 2020 (Form 56-2, 2020) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official