and Exchange Commission Re: Rules and Timeframe for the Submission of Reports of Securities Companies dated 18 May 1992, the Office of the Securities and Exchange Commission hereby issues the following
, the Office of the Securities and Exchange Commission hereby issues the following requirements: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. SorNor. 32/2543 Re
per unit. 15. Restrictions for sale/transfer: Specify the restrictions in the offering of the structured notes for sale, whether in the initial offering and subsequent offerings/transfers (if any), for
issues the following regulations: Clause 1. The following notification shall be repealed: (1) The Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 46/2545 Re: Forms of
Exchange Commission Re: Rules and Period for Submitting a Report of the Securities Company, dated 18 May 1992, the Office of the Securities and Exchange Commission hereby issues the following regulations
Commission hereby issues the following regulations: Clause 1. The following notification shall be repealed: (1) The Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 46/2545
Capital Clause 4 The liquid assets which may be used for maintenance of the capital are the following assets which are free of encumbrance and are not short-term investments with the intention of resale or
The liquid assets which may be used for maintenance of the capital are the following assets which are free of encumbrance and are not short-term investments with the intention of resale or seeking to
Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the