Custody of Assets of Clients by Licensed Derivatives Brokers
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
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