about mutual interest. The SEC discusses with business operators on a continuing basis and mandates public and stakeholder consultation before issuing or amending regulations and guidelines. This is to
and auditors play a crucial role in giving investors a rise to signal irregularity in a company through its financial statements. In particular for sizable listed companies and securities companies
1 (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Guidelines on Issuance and Offer for
) - Electrical Grids & Storage ENG THAI (unofficial) - Agriculture ENG THAI (unofficial) Standards / Principles / Guidelines ASEAN https://www.sec.or.th
guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefiting the sustainable and stable growth of the industry. Ms. Nataya Niyamanusorn, Assistant Secretary
clearer, non-overlapping guidelines in line with the evolving capital market ecosystem. The collaboration seeks to ensure a well-regulated, fair, and trustworthy capital market that boosts investor
), led by Mrs. Chavinda Hanratanakool, Chairperson of AIMC, and senior executives from 28 asset management companies. The discussion focused on policy guidelines for developing the investment management
Department. Ms. Jomkwan provided insights and discussed the rules and guidelines for developing and supervising the digital asset market in Thailand, as well as the promotion of fundraising through investment
regulation, fundraising promotion through investment tokens, utilization of data, and human resources development for digital asset businesses. Additionally, both parties collaboratively laid out guidelines
According to the establishment guidelines, an SSF can be a newly established fund or an existing mutual fund amended to include SSF investment unit class.“SEC expects the regulations on SSF