Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the

and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and

orders. Following a report on client's complaint filed by Country Group Securities PLC., the SEC probed into the case and found that {A} sent trading orders from the client's securities trading account

Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit

the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of

Bangkok, October 8, 2014 ? The SEC suspended Atthapol Klabklan, a capital market investment consultant of Krungsri Securities PLC., for trading securities on behalf of client.  Following a report

information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave

sale of debt securities which are subject to the following Notifications: (1) Notification of the Capital Market Supervisory Board concerning Rules, Conditions and Procedures for Application and Approval

Concerning the Acquisition of Shares of Glow Energy Public Company Limited Global Power Synergy Public Company Limited (the “Company”) would like to inform you of the https://market.sec.or.th/public/idisc

/LawandRegulations/ClassAction.aspx English (United States) RealEstateInvestmentTrust estate as REIT's assets are permissible under the following two cases: purchasing real estate and acquiring the ownership of the