and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
Energy Earth Public Company Limited Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed
Mr. Sawin Chindakul Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed material facts that
Miss Paradee Teawanitchakul Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed material facts
Mr. Noppadon Chaidarun Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed material facts that
Bangkok, January 30, 2014 ? The SEC affirmed the instruction for Bee Taechaubol to promptly rectify the tender offer for Electronics Industry Plc. (EIC)?s shares as specified by the tender offer
cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief