License to be Derivatives Broker _____________ By virtue of Section 9 and Section 49 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the restriction of rights and
and Exchange Commission No. KorThor. 15/2551 Re: Determination of Paid-Up Registered Capital of Person Granted a License to be Derivatives Broker _____________ By virtue of Section 9 and Section 49 of
. KorThor 6/2547 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investor. By virtue of section 3 and section 9 under the Derivatives Act, B.E. 2546 (2003), the SEC hereby
to related financial transactions such as opening securities trading accounts, making deposits, and withdrawing money to pay for the trading orders in the aforesaid securities trading accounts. Such
Ms.Supaporn Lapvisutisin Ms.Supaporn Lapvisutisin, as senior executive vice president of Picnic Corporation Plc. (PICNI), together with other director of PICNI, prepared the financial statement of
Mr. Theeratchanon Lapvisutisin Mr.Theeratchanon Lapvisutisin, as president of Picnic Corporation Plc. (PICNI), together with other director of PICNI, prepared the financial statement of PICNI
opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act
several foreign residents to use services and advice of PFS to make investments. Furthermore, PFS advertised on www.fsplatinum.com that PFS was the administration office of Platinum Financial Services
advice of PFS to make investments. Furthermore, PFS advertised on www.fsplatinum.com that PFS was the administration office of Platinum Financial Services Limited Hong Kong, which specialized in a diverse