?Bangkok, December 11, 2012 ? The SEC is seeking public comment on draft regulations? governing advertisements and marketing campaigns for selling all financial products, particularly mutual funds of
enter search criteria Search Company PAP: PACIFIC PIPE PUBLIC COMPANY LIMITED UTP: UNITED PAPER PUBLIC COMPANY LIMITED Reset PACIFIC PIPE PUBLIC COMPANY LIMITED Sustainability Development Ranking CG
technology, such as provision that requires business operators to disclosure its financial statements to the public via traditional channel only. Moreover, the current laws do not clearly state the SEC’s
are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed
capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to
International Organization of Securities Commissions (IOSCO) standards and in support of the upcoming Financial Sector Assessment Program (FSAP). The SEC together with other financial sector regulators, i.e., the
prepare and keep the working paper as record and evidence in performing the duties as financial advisor for at least three years for inspection and reference of the Office; (3) to duly, correctly and
hearing on revision to financial statements reporting forms with the electronic filing system (e-filing) of the Department of Business Development, the Ministry of Commerce. The consultation paper is
and wider use of financial innovations of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access
operating time and 1,645,764 sheets of paper use. The completed 15 projects consist of five intermediary business and exchange projects, four asset management business projects, three fundraising projects