such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing

businesses in case they fail to maintain capital adequacy as required.SEC has proposed a grace period of two years for existing asset management companies and trust managers in operation before the effective

on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers

proposed amendments will also facilitate the transformation of existing associations to become organizations of capital market business operators.The consultation paper is available on www.sec.or.th

based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular

allowed to develop its own suitability test and may attach it with securities subscription form to give client adequate time for appraisal of risk appetite. In case of existing client who has done the

, in the aspect of investor protection, the proposed regulation requires that Thai listed company offering ESOP must comply with criteria for existing shareholder protection (i.e. dilution effect). In

business operation; primarily the meeting will consider the appointment of additional directors to meet the requirement and solve  the existing legal issues , and the repayment on bills of exchange and

rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital

. The existing approval scheme, on the contrary, requires the issuer to seek approval and file full form of registration statement for every offer which could affect fundraising plan, costs and need of