/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company
and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator of
Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator
the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02
Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02
Intermediary 03/06/2014 01/07/2014 7. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of
and Exchange Commission No. OrThor/Nor/Khor/Yor. 6/2548 Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of a Securities Company dated 8 April 2005 shall
Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances 03/11/2011 16/11/2011 9. Notification of the Office of the Securities and Exchange Commission
operator as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor/. 11/2548 Re: Guidelines for Application and Approval for Appointment of Executives