ใหกู้ย้มืคงคำ้ง (margin loan) 5. ยอดรวมมูลค่ำหลกัทรัพยใ์หย้มื 6. ยอดสุทธิ free credit balance 7. ยอดรวม credit line ทั้งหมด 8. ยอดรวมทรัพยสิ์นส่วนเกิน (excess equity) ขอ้ 2 สถำนะบญัชีมำร์จ้ินตำมเกณฑ
ตามวิธีท่ี 2 3.2 Total Large Exposure Risk (ผลรวมของจํานวนที่สูงกวาระหวางวิธีที่ 1 และ วิธีที่ 2 สําหรับ large exposure risk ที่มีตอบุคคลเดียวกัน) 3 ก Net Large Exposure Risk (3 ก หักดวย excess
operating result change Excess 20% (Additional) Dear Sirs, We would like to report financial operating result for financial year ended June 30, 2019 as followings: 1. Our net loss before tax is 103.23 Million
to 227.9 mil. baht. - Total expenses increased 9% or 20.1 mil. baht to 244.4 mil. baht due to the following: 1) The Company had just detected a fraudulent practice of our credit supervisor and need to
. Any custodian who has been registered as a person qualified to be a mutual fund supervisor and has been approved by the Office for custodian agent appointing system for a mutual fund, such custodian
which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an exemption from the requirement of independent
operator or derivatives business operator which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an
management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also