. Thanawat Ganthong, proceeded to buy IFEC the shares of CR Solar Company Limited ("CRS") from T&S at 155 million baht, even though IFEC had already agreed with a shareholder of CRS to buy CRS
&S and Mr. Thanawat Ganthong, proceeded to buy IFEC the shares of CR Solar Company Limited ("CRS") from T&S at 155 million baht, even though IFEC had already agreed with a shareholder
allocation prepared prior to investment. 3.2.3 Monitoring and Control of Investment (1) Having an early warning system to ensure that investment has been done in accordance with investment limit of each scheme
transfer was prearranged, starting from Auracha's opening a trading account for her mother without declaring their relationship to the company and arranging for the transfer even though it was not her duty
the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC