}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
enhance the capability to develop new products to catch up with the technology changing and the dynamic marketing. Operating profit in Q1-19 totaling Baht 979 million or Baht 71 million down from the same
conducive environment for a fair, trustworthy, efficient, dynamic, and inclusive capital market. The SEC collaborates with relevant domestic and international organizations to create an enabling ecosystem
, dynamic, and inclusive capital market. The SEC collaborates with relevant domestic and international organizations to create an enabling ecosystem for a sustainable capital market. This includes
ประเทศไทยเสนอ ได้แก่ (1) การกำหนดกรอบราคาแบบ Dynamic Price Band รายหลักทรัพย์ (2) การกำหนดวิธีการซื้อขายด้วยการจับคู่ซื้อขายในคราวเดียว (Auction) สำหรับหลักทรัพย์ที่อยู่ในมาตรการกำกับการซื้อขายตั้งแต่ระดับ 2
supervise the Thai capital market. In developing a sustainable capital market, the SEC has set a vision to embrace changes and develop a fair, efficient, dynamic and inclusive ecosystem for all by closely
information in the offering documents nor guarantees the price or the return of the fund”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented
”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the
completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause
nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause 11 or any other warnings presented clearly through any media or