and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an
Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
prescribed in sub clause (a) to (c) to the SEC Office immediately. Division 3 Prohibiting an intermediary to enter into a transaction constituting conflicts of interest _____________________________ Clause 19
, any transaction between each investment policy shall be deemed a transaction with a connected person as well. Division 1 Preparation for Evidentiary Documentation of Transactions ______________ Clause 9
fund with multiple investment policies under Section 17 (2) of the Provident Fund Act B.E. 2530 (1987) is concerned, any transaction between each investment policy shall be deemed a transaction with a
transaction with details as follows: Invest in short term Bill of Exchange in Thai baht currency with specified the Beneficiary Transaction Date Within September 2017 Counterparty Country Group Securities
has approved the Company to invest in short term Bill of Exchange which is considered as related parties transaction. On 18 August 2017, the Company has invested in such Bill of Exchange, the details
transaction between the intermediary or its related party and on behalf of the client . Division 2 Measures for Preventing and Managing Conflicts of Interest _____________________________ Clause 17 An
) reporting the operations as prescribed in sub clause (a) to (c) to the SEC Office immediately. Division 3 Prohibiting an Intermediary to Enter into a Transaction Constituting Conflicts of Interest