Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Securities and Exchange Commission No. SorNor. 12/2557 Re: Repeal of Notifications relating to Fund Manager, Property Fund Manager and Infrastructure Mutual Fund Manager dated 3 June 2014. Division 1 General
other particular notifications (if any). Chapter 4 Prevention and Management of Conflicts of Interest _____________________________ Division 1 Types of conflicts of interest _____________________________
shall come into force from 16 January 2016. Clause 2 The following notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 3/2556 Re
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House
mutual fund management companies3. Chapter 1 General Rules ___________________ Division 1 Mutual Fund Supervisors ___________________ Clause 8 A mutual fund management company may change a mutual fund
16 May 2025 at the Crime Suppression Division, Bangkok. Furthermore, the SEC places importance on integrating in-depth data from the private sector for use in investment threat surveillance