prepared and disclosed the report (Form 59) to the SEC office on September 10, 2021 later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 13

disclosed the report (Form 59) to the SEC office on November 1, 2023 later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 14/2026 Dated 20/01

disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023

STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed

;)'s share to commit offense in using her securities trading account to sell STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act

inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities

material information which has not yet been disclosed to the public. 01/04/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

วนัเกดิ event กับ ราคาหนา้ตัว๋ (par) ของตราสาร|THB|20080105|20080105|20080105:135040| วธิกีารจดัท าและสง่ขอ้มูล 1. แตล่ะ field ก าหนดใหใ้ช ้“|” (delimiter) เป็นตวัแบง่ 2. field ใดทีไ่มม่ขีอ้มูล ใหใ้ชต้วั

According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 13 December 2022 – 30 January 2023, STARK disclosed information

Securities Plc., {C} of KT ZMICO Securities Co., Ltd., {D} and {E} of GT Wealth Management Co., Ltd., effective from October 12, 2012 and (2) publicly disclosed investment consultant {F}'s inappropriate