permitted to be a derivatives dealer without having to apply for a license or registration. By the authorized agency…………………………………… Country……………………………………………………………… 2.2 Regulation on scope of business operation

Connected Transaction, 2003 as follows; 1. Related party transaction between Carnival Magic Company Limited and the relating company The Company's Board of Directors' meeting has approved the transaction

from a person being neither account owner nor account owner's appointee and failing to keep confidential client's information. In addition, the SEC suspended him from duty as an approved capital market

subsidiaries for the six-month period ended 30th June 2019, be approved. 2. That the resignation of 2 directors, be acknowledged, details as follows: 2.1) Ms. Bee Leng Ooi, Authorized Director, member of the

resolution of the Board of Directors’ Meeting of NEP Realty and Industrial Public Company Limited (the “Company”) No. 8/2019 held on 12 September 2019 approved the Company to sell machines to Pae Pack Company

of NEP Realty and Industrial Public Company Limited (the “Company”) No. 8/2019 held on 12 September 2019 approved the Company to sell machines to Pae Pack Company Limited (the”Pae Pack”) which director

provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading

) Plc., the SEC probed into the case and found that {B} and {A} had been authorized by their client to make securities trading decisions on the client? s behalf. {B} admitted that she has been authorized

Mr.Suthep Akkawuthikrai Mr. Suthep Akkawuthikrai, a former authorized director of Picnic Corporation Plc. (“PICNI”), colluded with Mr. Suriya Lapvisuthisin, as an instigator, with two other PICNI

Mr. Phanuwat Lertviset Mr. Phanuwat Lertviset, former authorized director of Picnic Corporation Plc. (“PICNI”), colluded with Mr. Suriya Lapvisuthisin, as an instigator, and two other PICNI