: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992
determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency
Securities and Exchange Commission No. KorJor. 1/2569 Re: Determination of Definitions of Institutional Investors, Ultra-High Net Worth Investors, and High Net Worth Investors (No. 3), dated 9 February 2026
investment in all kinds of capital market products. In this regard, advices on basic asset allocation for investors are also provided.Duangmon Chuengsatiansup, SEC Assistant Secretary-General, said the SEC
mutual fund management’s performance shall come into force as from 1 January 2015; (2) the second paragraph of Clause 34 relating to fundamental recommendation regarding the importance of basic asset
fund management’s performance shall come into force as from 1 January 2015; (2) the second paragraph of Clause 34 relating to fundamental recommendation regarding the importance of basic asset allocation
Exchange Commission No. Kor Mor. 24/2562 Re: Determination of Fees for Undertaking Businesses According to Licenses ________________________ By virtue of Section 14(2) of the Securities and Exchange Act B.E