investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
ฐานและผลกัดนัโครงสร้างพ้ืนฐาน https://www.sec.or.th/TH/Template3/Budget/2563/sec-budgetVSactual-strategy-2563-q1.pdf sec-budgetVSactual-strategy-2564-q1.pdf Cyber Resilience ของตวักลางในตลาดทุน
technology solutions for electronic devices 3. Online advertising for products https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202111/21125699.pdf sec-budgetVSactual-strategy-2564-q1.pdf Cyber
- - 33 ยกระดบัการรับมือภยัคุกคามดา้นไซเบอร์ (cyber https://www.sec.or.th/TH/Template3/Budget/2562/sec-budgetVSactual-strategy-2562-q2.pdf sec-budgetVSactual-strategy-2562-q3.pdf นทรัพยดิ์จิทลั ( Digital
fundraising process; (5) Cyber Resilience: To elevate the standard of cybersecurity of business operators towards cyber resilience; (6) Data Protection: To support stakeholders in the capital market in