correct. Signature …………………………….. Authorised person sign (…………………………….) on behalf of the applicant. Position ………………………………. Date ………………………………….. Affix the company’s seal (If any) Note: The Application and
accurate and suitable investment advice for clients. Clause 13/1 6 A securities company licensed to undertake the securities brokerage business and providing advice to client by foreign securities business
ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give accurate and suitable investment
- None - The Company is confirmed that all the information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders
information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders. It contains no misleading information which may
financial valuation : 10 years as it is considered as appropriate period for financial projection that can provide an accurate and precise result. Total number of branches in 2018 : 11 branches of the
registration within sixty days from the date of receiving the correct and complete application and evidential documents. Clause 9 Fees for submitting the registration form and registration as a derivatives
application for derivatives business operator registration within sixty days from the date of receiving the correct and complete application and evidential documents. Clause 9 Fees for submitting the