issued by virtue of such law and having a clause prescribing the representative to act and cooperate with the Office in order to comply with the rules on sale or acceptance of redemption of investment
the law on securities and exchange and relevant rules issued by virtue of such law and having a clause prescribing the representative to act and cooperate with the Office in order to comply with the
cooperate with the SEC Office for the result of compliance with such rules; (3) prohibiting the representative from appointing a sub-representative; **(4) stipulating that the representative must cooperate
compliance with the rules of selling or redeeming investment units or client solicitation, and to cooperate with the SEC Office for the result of compliance with such rules; (3) prohibiting the representative
) ensure Know-Your-Client (KYC) arrangements; (4) ensure applicable investment limits are observed; (5) keep track of token subscriptions and transactions; and (6) cooperate with the SEC on the ongoing
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in
the Securities and Exchange Commission Act 2535 (1992)] in order to cooperate and facilitate the following matters in Thailand: (a) disclosing and delivering information of the ASEAN collective