Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6
agreements relevant to the transaction to facilitate the NPL management and collection business operation. While the transaction is classified as a sizable related party transaction and asset acquisition, the
, GLAND?s major shareholder, they are classified as related party transactions and acquisitions of assets required the approval of shareholders? meeting. In this connection, GLAND will propose such
investment planner, classified as a new category of regulated capital market personnel.
of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths
trading or investing in capital market product , without planning or analyzing of investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment
investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment consultant providing consultation only on capital market product not having complex
extent that such rules are not in conflict or contradiction of the principles for supervision of foreign auditors, in any case, subject to the following rules: (1) in the case where the applicant for
from this account amounting to THB 155.86 million. The balance of this account can be categorized as follow: (1) Advance payment for extend the program rights amounting THB 49.84 million (2) Advance
clearly be identified that they are forged; (5) a client whose transaction has been reported by the securities company as a suspicious transaction; (6) a client whose occupation or business is classified by