) “Specified property fund” means any mutual fund which https://publish.sec.or.th/nrs/4685pe.doc 7041pe.doc mobile devices are the property of the employees, the intermediary should consider adopting the
companies must consider. It is in accordance with the duties of directors and executives of the company who have to perform their fiduciary duty with caution together with the company’s risk management
to propose that the 2019 Annual Ordinary General Meeting of Shareholders consider approving amendment of the Company’s Articles of Association, Articles 5., 11., 24., 25., and 40. Such proposal for
Shareholders. 2. Resolved to propose that the 2019 Annual Ordinary General Meeting of Shareholders consider approving amendment of the Company’s Articles of Association, Articles 5., 11., 24., 25., and 40. Such
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana
investment consultant of Krungsri Securities. In addition, the SEC suspended {D}, a former capital market investment consultant of Krungsri Securities, for failure to perform her duty in compliance with the
Bangkok, April 25, 2013 - The SEC suspended {A} of KT Zmico Securities Co., Ltd., for five months. The KT Zmico Securities Co., Ltd. reported to the SEC that {A} had been authorized by her clients to
because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to