accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
. In the picture (from left to right): (1) Mr. Praphatphong Chanchit, Legal Expert, Office of the Consumer Protection Board, (2) Ms. Ubonrat Chanrang, Director of Communications Department, Bank
auditor of listed SOEs, has joined the project to enhance its audit quality on par with the same standards. The World Bank will assign an expert on international audit standards to train OAG officers and
On July 24, 2025, the Minority Shareholders Watch Group (MSWG), Malaysia's corporate governance expert organization and one of the assessment bodies representing Malaysia (Domestic Ranking Body
promotion; (3) provide investors with information that is complete, accurate, factual and not misleading; (4) act or refrain from acting in any way within a specified period in order for investors to make or