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Previously, the SEC filed a criminal complaint against a group of 18 persons as joint principals in the case of jointly manipulating the price or trading volume of MORE share on 10 November 2022

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12022

SEC public hearing on Portfolio Advisory and Program Trading service provision guideline by the Association of Securities Companies

SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8354

SEC files a criminal complaint against four offenders with the ECD for manipulating TIGER share price and/or trading volume

Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10454

Clarification on insider trading inspection

to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4548

Investor Alert : F2 Trading Corp

F2 Trading Corp : Unlicensed digital asset business (Disclosure Date : 09/08/2019)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0018&CaseYY=2562

Investor Alert : GenesisTrade Trading Fund

GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0031&CaseYY=2562

Investor Alert : TikTok account "0fficial_aura" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "0fficial_aura" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0007&CaseYY=2568

Investor Alert : TikTok account "aurura_trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "aurura_trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0008&CaseYY=2568

Investor Alert : TikTok account "honeybobabear094" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "honeybobabear094" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0009&CaseYY=2568

Investor Alert : TikTok account "set.aura.th" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "set.aura.th" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0010&CaseYY=2568