. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
to be true": If someone is offering unusually high investment returns with little to no risk, or claims it's a “limited-time” or “exclusive opportunity", always be suspicious.· Do not
meeting and entitled to vote by which the votes of shareholder having vested interests are not counted, and appoint an independent financial advisors to provide opinion on this connected transaction and
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Derivatives Advisors >> การขอรับใบอนุญาต/จดทะเบียน ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1. ประกาศคณะกรรมการ ก.ล.ต
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 7/2560 16/02
e-service Online Submission See canceled document Derivatives Advisors >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Derivatives Advisors >> Approval & Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital