services of which the intermediary may provide to the clients shall be fully qualified as follows: (1) being an outbound product with the description and conditions similar to the capital market products
2019) 9. Source of Capital : Subsidiary’s working capital This transaction is the acquisition or disposal of investment in a company. This will result in LHH being a subsidiary of LHMH and not being a
Operators 31/07/2019 2. Notification of Capital Market Supervisory Board TorThorNorKhor. 7/2553 Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies 01/02
pipe. Currently the Company holds portion of 25% of paid-up capital. After the waiving, the Company's portion of holding share will reduce from 25.00% to 15.15% of paid-up capital. This transaction is
8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899 4.8713 3.7185 11/03/2021 8.5899 4.8713 3.7185 246009462103-1 7UP PHAHANA INVESTOR
10.1379 246009802103-1 7UP Mr. Somyot Poompanmoung Acquisition Stock 4.5081 3.7185 8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899
protection with accurate and sufficient information for investment decision and build confidence in quality of financial reports of businesses in capital market. The inspection results indicated that most
greater use of trust for transactions in capital market.?????????? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board approved to allow PE set up as trust, apart from being structured
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
insights into sustainable investment in the capital market, and (2) “Self-protection for Well-being” zone to equip investors with information to protect themselves from investment scams. The event was held