information of a company secretary, and head of compliance unit. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to
his conspirators. In doing so, the UBS?s clients did not receive the best price available on the market but had to pay more or sell for less. On the contrary, Numkrit and his associated persons were not
million in the third quarter of 2018, or 14.48%, due to the Company is more products for our customers and available install at site of customers. - Cost of goods sold increased from Baht 225.56 million in
will not be compromised. Proposed revisions are as follows: 1. In case where a company issued convertible debentures with conversion price tying to future market price of shares and subsequent decline of
, with the objectives to ensure that assistance on portfolio advisory and program trading is made available for investors, while the business operators may enhance the effectiveness of the service
and transfer of digital assets or money; (2) Profile Data, which include customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
mutual fund management companies, the submission shall be made through the securities company reporting system. Currently, the submission must be made through both the said system and the electronic
(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently
Thai Bankers’ Association (TBA), (4) the Thai Listed Companies Association (Thai LCA), (5) the mai Listed Company Association (maiA), (6) the Association of Thai Securities Companies (ASCO), (7) the