respect of executive director, director authorized to sign on behalf of the company, independent director, manager or any person holding equivalent position called otherwise: 1. At least a bachelor’s degree

of executive director, director authorized to sign on behalf of the company, independent director, manager or any person holding equivalent position called otherwise: 1. At least a bachelor’s degree or

dated 4 June 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “executive” means a manager or an authorized management person; (2) “manager” means a person

orders from such person who was not the account owner or an authorized person without advising the account owner to assign authority properly according to governing regulations, and calling the other

: .................................................. (…………………………………………….) (…..…………………………………….) Authorized person Authorized person Date: ......................................... Date: ....................................... Signature: ...................................................... Signature

who is appointed to be director or manager and the derivatives business operator by its authorized director, or in case of authorization by the derivatives business operator, the certified signatory

had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person

showed a loss of Baht 275.46 million. Signature___________________________ (Mr.Supawat Sa-Nguan-Ngam) Position Managing Director Authorized to sign on behalf of the company

transaction. Signature…………........……………………….Authorized director (Mr.Surin Tohtubtiang) Position Chief Executive Officer

. Compared to the same period of last year, it showed a loss of Baht 174.39 million. Signature___________________________ (Mr.Supawat Sa-Nguan-Ngam) Position Managing Director Authorized to sign on behalf of