Mr. Narathip Lohawaroj Mr. Narathip Lohaweroj, an investment consultant of a securities company had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd., convinced

Mr. Torpong Thammasombut Mr. Torpong Thammasombat, an investment consultant of a securities company had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd

Mrs. Sakonwan Paruang Miss Skonwan Paruang had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd., who had convinced and solicited the public to invest in

admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client

provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading

materially affect investors’ investment decision such as 1. serious damages 2. changing in issuer’s objects or the nature of business 3. events of default 4. entering into an agreement entrusting other persons

a hospital business. The value of project amount Baht 50 million and Baht 300 million respectively. Investment in Asia Hospital Co, Ltd.(“AH”) in proportion is no more than 51% (Authorized share

Co.,Ltd. sell machinery to Ching Rai Frozen food Co.,Ltd. Related business consideration Subject Selling Machinery between subsidiary company (River Kwai Co., Ltd. with Chiang Rai Frozen Food Co., Ltd

, indicating that he had been authorized by his client to make securities trading decisions on the client's behalf. The communication record showed that {A} called to inform his client of the trading orders

, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf