therefore resolved to revoke the approval of Mr. Nantawat as a capital market auditor for a period of six years. However, as Mr. Nantawat’s approval as a capital market auditor has been terminated due to his
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard, SEC has developed, reviewed, and revised regulations on the operation of investment manage...
ชี้ชวนส่วนสรุป_TISCOU14_reduce fee_230312 1 ก ก ! " 14 ก ก ก ก 14 (TISCO Roll Up Bond Fund 14) ก,-./0-กก123ก3ก,/ ก456-7 ก 8-/ก93:ก ก 1,000,000,000 = (>0=?,) 3@ก A3/,3:.ก = B2กA, C 0 21 A3/,3 ก 29, 09ก- 88-/ ก 31 15 A29, 09ก- (150,000,000 =) 10 = ( ==?,) ! " !# !$% !"!&' !"กก 24 ก-FC6 2555 ! ( % !&'ก 12 G 19 -:- 2555 ก &% ( ) ก(%!# !ก*+ $" ? -1-9= /,0กI=.2กก131.1-ก=I=.0Jก,/ Kก ก & $ !-.( $" ? ก21@./.1/M Kก@ 1 N.1/M/ 1 N .1/Mก M./M0O 2 ก36M36 M0MกกI3, CM03/@3/>0M3...
ชี้ชวนส่วนสรุป_TISCOUP4_reduce mgt®istrar fee 1 ก ก ! " 4 ก ก ก ก 4 (TISCO Roll Up Bond Fund #4) ก-./01.กก234ก4ก-0 ก567.8 ก 9.0ก: ก 1,000,000,000 = (>1=?-) 4= @3ก3: ก 1. ABกCก A4B/ก9ก9.0 ก 150,000,000 = (>14 ==?-) 10 = ( ==?-) ! " !# !$% !"!&' !"กก 21 .กB. 2554 ! ( % !&'ก 24 F 31 .กB. 2554 ก &% ( ) ก(%!# !ก*+ $" ? .2.:= 0-1กH=/3กก242/2.ก=H=/1Iก-0 Jก ก & $ !-.( $" ? ก32C/01 A4C 2 K /2/M Jก /2/Mก M/0M1N 3ก47M 47 M1MกกH4- OM140C40>1M440 .1B52ก.ก ก... M:กB52ก.ก...
to reduce the risk of not obtaining a renewal approval in time. The amendments were published in the Government Gazette on 31 May 2024 and will become effective from 1 September 2024 onwards. Note
Approval of Foreign Auditors
company to reduce credit guarantee to International Commercial Coordination (Hong Kong) Limited from HKD 1,500,000.- to the balance amount of HKD 500,000.- to Bangkok Bank Plc. (Hong Kong branch), according
Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator