to regulations on approval and standards of conduct for personnel in such securities businesses under various notifications. It is, therefore, appropriate to allow one person to contact investors in
Notifications: (a) Notification of the Capital Market Supervisory Board concerning Rules for Approval of Foreign Business for Offering for Sale of Newly Issued Debt Instruments Denominated in Thai Baht; (b
smart contracts) to the outsourcee. However, the ICO portal must obtain approval from the SEC before outsourcing any tasks related to such due diligence. The SEC Board has also approved the proposal to
asset management companies. Both notifications are to be published in the Royal Gazette.“Asset management companies wishing to establish these SSFs can submit draft applications to SEC consideration in
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial