The amendments to the regulations on offering for sale of bills are in alignment with the revised characteristics of bills deemed as securities, with the key points as follows: 1. Repealing the
, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting
alignment with the product risk. These proposed requirements are in line with regulatory practices applicable to both securities and digital asset business operators. Accordingly, the SEC is conducting
the Association of Securities Companies (ASCO), regarding clients’ short selling transactions. The SET agreed that such review should be conducted in alignment with the current contexts and to ensure
system capacity management; (5) Enhancing cybersecurity control measures to strengthen and protect the capital market from cyber threats in alignment with the requirements prescribed by Thailand’s
Century.” The SEC is implementing the plan to enhance good governance of listed companies by revising regulations to ensure they are in alignment with current problems and will not increase burdens on
.”The SEC is implementing the plan to enhance good governance of listed companies by revising regulations to ensure they are in alignment with current problems and will not increase burdens on the private
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person