of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for

accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC

records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC

that are created, sent , received, stored or processed through electronic procedures https://publish.sec.or.th/nrs/3808pe_r.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers

ตลาดหลักทรัพย์ including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through

that are created, sent , received, stored or processed through electronic procedures https://publish.sec.or.th/nrs/3808pe_r.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers

data ” means data that are created, sent , received, stored or processed through electronic https://publish.sec.or.th/nrs/3808pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ shall deposit such

securities and sent trading orders of TRAF shares in an appropriate manner, facilitated respective payments for the provided account, and used such account for his own securities trading. The SEC, therefore

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature