trading orders from the client. {A} admitted that she accepted trading orders via her mobile. The SEC found that {A} intended to avoid complying with conducts of securities company in relation to record

approved the loan of 85,000,000 baht to Orn-Uma Construction Limited Partnership and P. Price Supplies and Construction Co., Ltd. The Appeal Court also sentenced 22 others, with details as follows:(1

Responsible Investing Fund (SRI Fund) is a mutual fund with an investment policy focusing on investment in securities of businesses that operate sustainably according to internationally accepted principles

systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset

Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's

correct standards in alignment with the religion’s principles and are internationally accepted. In Thailand, an Islamic fund was first established in 2004 and currently there are six Islamic mutual funds

are some issues inconsistent with the generally accepted accounting standards, as follows:          1. NIPPON has not recorded liabilities on promissory notes and current account with a local bank

more transparent and reliable.?The SEC has been a member of IFIAR since September 2010. To be accepted as an IFIAR member, an audit oversight authority must demonstrate its independence from audit

is truly a remarkable milestone. Moreover, Thailand will be the host country and chair the Asia-Pacific Economic Cooperation (APEC) while the SEC will also celebrate our 30th anniversary all in the

: “securities holder” means any securities holder accepted by the securities registrar. “client” means any securities issuer accepted by the securities registrar. Clause 2. In providing services as securities