company”, “executive”, “institutional investor”, “high net worth investor”, “short-term bond”, and “structured note” shall have the same definitions as given to such terms in the Notification of the

infrastructure is provisioned for exclusive use by a single organization comprising multiple consumers (e.g., business units). It may be owned, managed, and operated by the organization, a third party, or some

securities brokerage of securities company, the term “personnel” and “employee” under this Notification shall also include any person who is entrusted to perform the duty for a securities company. Clause 3/2

/1.6 For the purpose of supervision the undertaking of securities brokerage of securities company, the term “personnel” and “employee” under this Notification shall also include any person who is

or additional investing in proprietary trading Clause 8. Management company shall invest through proprietary trading when such investment is long term capital more than one year except in any of the

before investing or additional investing in proprietary trading Clause 8. Management company shall invest through proprietary trading when such investment is long term capital more than one year except in

judgment and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over, provided that the action taken

Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short-term issue rating or the three highest in long-term issue rating. In the case where bill of exchange or promissory note under Paragraph 1

type of instrument or securities. Clause 18/2 4 Bill of exchange or promissory note that the securities company will invest under Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short- term

of instrument or securities. Clause 18/24 Bill of exchange or promissory note that the securities company will invest under Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short- term