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Building Confidence in the Capital Market No. 63/2015 No extension for submission of TIES’ 2014 and Q1/2015 financial statements Bangkok, May 22, 2015 – The SEC did not grant Thai Industrial

http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_PAGE_0964_E_2015-05-22_4123318098.pdf

SEC organizes seminar to support roles of audit committee

Bangkok, February 13, 2015 ? The SEC organized the seminar ?Challenges of audit committees in reviewing financial and non-financial information? to provide a venue for discussion and exchange views

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5782

SEC announces special holidays for securities companies and derivatives business operators

and derivatives business operators to support the government’s policy above and align with the holiday schedule established for financial institutions and specialized financial institutions.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11384

SEC announces a special holiday for securities companies and derivatives business operators

with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutions for the year 2023. _________________________

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10336

SEC files criminal complaints against 25 former IEC executives and associates for fraudulent acts and exploitation of the company?s interest

received 300 million baht from the sale; the margin of approximately 45 million baht was given to Bhusana. Case 2: Arranging for falsification of the IEC financial statements; Bhusana, Chanchai and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6920

SEC files a criminal complaint against six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO

and executives of the company, at the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11178

SEC files a criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records

financial transactions through her own bank account, and (7) Veerawat, who also knew and persuaded several persons ? namely, Pattarapob, Sunchai, Teerasit and Kitisan ? to take the positions of director and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6914

Criminal Court sentenced ex-NIPPON chairman for corporate fraud and withdrew the asset freeze order

authorities, namely inquiry officers under the Bureau of Financial and Banking Crime of the Department of Special Investigation (DSI), and public prosecutors under the Department of Special Litigation of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4677