more than three months prior to the date of application submission; (7) draft of terms and conditions of warrants; (8) a certification letter of independent directors’ qualifications. 2 In cases where
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other persons in a manner which is similar to or which is in competition with the operation of the management company except where the management company can show that its organizational structure does
the category of investment advisory service; (3) a securities company which obtains a securities business license in the category of venture capital management. Clause 5 In the case where a securities
documents enclosed are true, accurate and complete. The text of each document is the same as that previously submitted to the Home Regulator, and is an accurate translation of that text (where applicable). In
the case of giving advice by individuals or investment experts or in the case where a website or electronic media collects or processes data and publishes data, there is, therefore, an issue of
concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis . · In the case where a covered management company in Hong Kong no longer wishes to offer a Hong