person to revise its operation within the period of time specified by the Office and such registration shall be deemed valid until the Office orders otherwise. In cases where the Office declines to grant a
. Clause 18. The following practice shall be deemed as the segregation of assets under Clause 17: (1) money ; (a) segregated by depositing with commercial bank or other bank established under the specific
and Exchange Commission No. KorThor.29/2545 Re: Custody of Client Assets of a Securities Company (No. 2), dated 28 March 2002. (Translation) -6- Clause 18. The following practice shall be deemed as the
information disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange
disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange Commission No
deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange Commission No. KorNor. 29/2547, Re: Cancellation
or broker of a securities company is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification as replacement for the Notification of
therefore deemed appropriate to issue this Notification as replacement for the Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and