of all types.  In addition, issuers of sustainability-themed bonds are required to disclose information and report to investors regarding sustainability aspects such as use of proceeds of the bond

The issuance of the notification is in response to the consideration that (1) digital asset traders should be informed about potential risks associated with the use of digital asset storage

the use of program trading/ high-frequency trading. The participants also discussed approaches towards developing and improving the securities industry according to international standards. This

of the public and investors. The SEC encourages the investing public to be cautious when solicited to take investment advice or use services of unlicensed operators of securities, derivatives and

use of a client’s assets, fiat money and digital assets for the benefit of another client or any other persons shall be prohibited and clients’ assets shall be reconciled every business day to ensure

documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as

% paperless submission. The system has completed and has been already to use since the first quarter of 2020.2. Project to revise the filing form for offering debt instruments. A total of 32 filing forms will

understand about how to spend their money on necessities, as well as instilling the habit of saving up money. Parents can also use the video as a mean to teach their kids about saving up money as well

conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed;  (8)  Debt issuers must use the raised money to repay for the earlier

: To leverage technology to deliver better access to capital market, to amend regulations to accommodate the use of technology in the KYC (Know-Your-Customer) process (or e-KYC), to issue regulations