, including the components, structure, and responsibilities of company boards, internal control systems for governance, as well as guidelines for monitoring and tracking transactions of listed companies and
market regulatory agency; (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant
enable businesses of all types and sizes in Thailand, including, SMEs and startups, to issue and offer such securities through crowdfunding and private placement channels. The proposed amendments include
responsibilities, including the possibility of being subject to legal action.
._______________________Notes: * Liquidator means trustee, liquidator of trustee or an official receiver responsible for collecting, disposing of and allocating assets, including paying debts and expenses of the trust
Previously, the SEC conducted a public hearing on the proposed principles for amending capital rules for digital asset operators, including capital requirements for securities and derivatives
The SEC has collaborated with the DGA to integrate the SEC Check First, a mobile application for searching service providers in the capital market under the SEC’s supervision, including products
Capital Market Knowledge Initiative ran from July 2023 to March 2024, a total of 38 securities and digital asset businesses participated in the activities under the Initiative, including disseminating
The SEC has endorsed the concept of regulatory enhancement regarding issuance and offering for sale of sustainability-themed bonds* to give opportunities for businesses of all sizes including SMEs
) against offenders, including foreign platforms such as Binance* and Bybit Fintech Limited (Bybit)**Additionally, the SEC has suggested the investors withdraw their assets from those unlicensed platform