financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the
, a changing trend can be seen as employers want an alternative for their employees by cancelling the former provident fund, which only consists of one policy, and shifting to another type of
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
-related opportunities and risks that may affect investment portfolios. This will not only bring about optimal benefits to the asset owners but also help to develop the Thai capital market in line with the
Lersumitrkul, maiA ' s President and TLCA Board Member said this project will not only attract more teenagers to join the Territorial Defense Leadership Academy, but also enlighten them about value of leadership
? financial status and operational result.? Besides, the SEC allows type 1 property fund to borrow for investment only for another year after REIT regulations come into force. ?The SEC Board agrees to define
bond mutual funds The draft regulation prescribes that unrated bonds and high yield bond mutual funds can only be sold to (1) institutional investor, for instance, commercial bank, securities company
investment to deal with legitimate business operators only to ensure proper legal protection. To protect yourself, please check list of licensees at the SEC?s website (www.sec.or.th) while list of companies
stage, an offer for sale of ASEAN CIS will be allowed only to institutional investor and high net worth individual as they can take care of and protect their own benefit and are capable of assessing
delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002. The SEC found that some accounts were opened to trade KARAT?s shares only while