information of a company secretary, and head of compliance unit.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit
submit comments through the website, or through facsimile number 0-2263-6293 or email to thanikul@sec.or.th until December 13, 2012.
interested public are welcome to submit comments through the website, or through facsimile number 0-2695-9779 or email at ladda@sec.or.th until November 10, 2012.
to submit comments through the website, facsimile number 0-2263-6026 or email: oranai@sec.or.th until March 21, 2013.
available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments through the website, or through facsimile number 0-2263-6311 or email at
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
available on the SEC website at www.sec.or.th. Stakeholders and the interested public may submit comments via the website or facsimile: 0-2695-9856 or email: msec@sec.or.th until January 26, 2012
Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit (1) the reviewed financial statements for Q4/2012, (2) the audited financial statements for the year 2012, (3) the