Earlier, Mr. Suphanan acting on behalf of IFEC sent a letter requesting the DBD to reveiw its order denying the registration of Mr. Wiphu Maharakkhaka and Mr. Manusak Deawwanich on IFEC directors
customers' digital assets in digital wallets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 3/2023 Dated 21/06/2023 assets in accordance with the notification of the SEC for
Acquisition and Disposition of Assets, B.E. 2004 (as amended) (“the Acquisition or Disposal of Assets Notifications”). In order to enter into the Acquisition of Assets Type 2 pursuant to the Acquisition or
consultation by incorporating in-depth information on each client in order to specifically plan and provide investment consultation on capital market product in line with the risk tolerence and the investment
implemented a measure to manage potential conflicts of interest in order to manage the trust equitably and not disadvantageous to the trust. Chapter 3 Post-approval requirements ___________________ Clause 343
office” means a governmental office which is classified to be a part of central government under the Law on State Administration1. “significant shareholder” means a person holding shares of any
operation in 2018 and over the next five years in order to deliver an excellent customer experience. Meanwhile, we have upgraded our technological capability in order to act as a digital platform provider for
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer