Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he

Bangkok, February 23, 2015 ? The SEC is seeking public comment on proposed revision of rules governing operational control and information technology (IT) security of the securities companies and

Bangkok, November 24, 2014 ? The SEC advised shareholders of Asia Joint Panorama Plc. (AJP) to study information and exercise their voting rights at the Extraordinary General Meeting scheduled on

objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be

using material non- public information for Mr.Suwat's profit. 12/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

material information which has not yet been disclosed to the public. 01/04/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. The public prosecutor issued a non-prosecution order. The case

for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. SEC Act S.307 311 312 313 Criminal Complaint

company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.ngm-trading.com to lure the investing public

as well as disseminated related investment documents and information through various channels including website www.famarkets.com to lure the investing public into their businesses. The aforesaid act