, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to
by Ms. Natsuda Pukkanasut, Club President, along with Club members. The meeting aimed to discuss and exchange key perspectives on guideline setting and objectives to promote and develop crowdfunding
Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing ข่าว/ข้อมูลตลาดทุน ข่าว ก.ล.ต. ข่าว สรุปข้อมูลประจำสัปดาห์ รายงาน
standard, and to disclose related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing
Bangkok, January 19, 2012 ? The SEC is seeking public comments on a draft amendment to the property fund rule governing allocation of investment units which would ? through exemption of the small lot
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under