/2020 21:31 Notification of Acquisition Asset Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
are traded in the aforementioned stock exchange? Yes No If yes, Please specify the years of experience Please provide the name and details of the listed entities that you have been an auditor in the
for 7 years and 6 months due to wrongful acts against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if
https://publish.sec.or.th/nrs/7591p.doc .doc file _______________________________________________________________________ 12) Number of years the Hong Kong Covered Management Company has been responsible
://publish.sec.or.th/nrs/7591p.doc .doc file _______________________________________________________________________ 12) Number of years the Hong Kong Covered Management Company has been responsible for the operation of
แนะนำการลงทุนทุกคนจะต้องมีความสามารถ https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5270 SEC penalizes a former investment consultant for 7 years and 6 months due to wrongful acts against investors
เกษียณอายุ ซึ่งผู้แนะนำการลงทุนทุกคนจะต้องมีความสามารถ https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5270 SEC penalizes a former investment consultant for 7 years and 6 months due to wrongful acts
%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... ICGN%20Institutional%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real
. − − ✓ Remarks: 6 Application must be submitted within 5 years as from the expiration date of the previous approval. 7 A full course must have been taken for not more https://www.sec.or.th/EN/Documents/Personel