intermediary. “branch office” means a branch office of an intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of
intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a
per rai from Mrs. Nisachon Shu, who is not being a connected person of the Company according to the Notification of the Capital Market Supervisory Board No. TorJor. 21/2551 (2008) Re: Rules on Connected
essence as follows: Contractual Parties : NPP Food Incorporation Company Limited, as Buyer Kitchen Plus 999 Co., Ltd., as Seller Acquired Assets : (1) 11 branches of Kitchen Plus restaurant, which are being
pure LBDU ที่มิใช่ สถาบันการเงิน เช่น ธนาคารพาณิชย์ บริษัทประกัน) III. รายละเอียดหลักเกณฑ์ _________________________________________ 4 หลักเกณฑ์การด ารงเงินกองทุนปัจจุบันของ LBDU คือ ต้องด ารงเงินกองทุน
Securities and Exchange Commission concerning Rules Relating to Maintaining of Capital Adequacy and Professional Indemnity Insurance of Management Companies; (2) the management company is not being
being incriminated nor prosecuted under the laws, either Thai or foreign, on securities and exchange, finance company, securities company and credit foncier, commercial bank, life insurance, insurance or